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Sense and polarity, or why meaning can drive language change

Sense and polarity, or why meaning can drive language change

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Generally a sentence can be negative or positive depending on what one actually wants to express. Thus if I’m asked whether I think that John’s new hobby – say climbing – is a good idea, I can say It’s not a good idea; conversely, if I do think it is a good idea, I can remove the negation not to make the sentence positive and say It’s a good idea. Both sentences are perfectly acceptable in this context.

From such an example, we might therefore conclude that any sentence can be made positive by removing the relevant negative word – most often not – from the sentence. But if that is the case, why is the non-negative response I like it one bit not acceptable, odd when its negative counterpart I don’t like it one bit is perfectly acceptable and natural?

This contrast has to do with the expression one bit: notice that if it is removed, then both negative and positive responses are perfectly fine: I could respond I don’t like it or, if I do like it, I (do) like it.

It seems that there is something special about the phrase one bit: it wants to be in a negative sentence. But why? It turns out that this question is a very big puzzle, not only for English grammar but for the grammar of most (all?) languages. For instance in French, the expression bouger/lever le petit doigt `lift a finger’ must appear in a negative sentence. Thus if I know that John wanted to help with your house move and I ask you how it went, you could say Il n’a pas levé le petit doigt `lit. He didn’t lift the small finger’ if he didn’t help at all, but I could not say Il a levé le petit doigt lit. ‘He lifted the small finger’ even if he did help to some extent.

Expressions like lever le petit doigt `lift a finger’, one bit, care/give a damn, own a red cent are said to be polarity sensitive: they only really make sense if used in negative sentences. But this in itself is not the most interesting property.

What is much more interesting is why they have this property. There is a lot of research on this question in theoretical linguistics. The proposals are quite technical but they all start from the observation that most expressions that need to be in a negative context to be acceptable are expressions of minimal degrees and measures. For instance, a finger or le petit doigt `the small finger’ is the smallest body part one can lift to do something, a drop (in the expression I didn’t drink a drop of vodka yesterday) is the smallest observable quantity of vodka, etc.

Regine Eckardt, who has worked on this topic, formulates the following intuition: ‘speakers know that in the context of drinking, an event of drinking a drop can never occur on its own – even though a lot of drops usually will be consumed after a drinking of some larger quantity.’ (Eckardt 2006, p. 158). However the intuition goes, the occurrence of this expression in a negative sentence is acceptable because it denies the existence of events that consist of just drinking one drop.

What this means is that if Mary drank a small glass of vodka yesterday, although it is technically true to say She drank a drop of vodka (since the glass contains many drops) it would not be very informative, certainly not as informative as saying the equally true She drank a glass of vodka.

However imagine now that Mary didn’t drink any alcohol at all yesterday. In this context, I would be telling the truth if I said either one of the following sentences: Mary didn’t drink a glass of vodka or Mary didn’t drink a drop of vodka. But now it is much more informative to say the latter. To see this consider the following: saying Mary didn’t drink a glass of vodka could describe a situation in which Mary didn’t drink a glass of vodka yesterday but she still drank some vodka, maybe just a spoonful. If however I say Mary didn’t drink a drop of vodka then this can only describe a situation where Mary didn’t drink a glass or even a little bit of vodka. In other words, saying Mary didn’t drink a drop of vodka yesterday is more informative than saying Mary didn’t drink a glass of vodka yesterday because the former sentence describes a very precise situation whereas the latter is a lot less specific as to what it describes (i.e. it could be uttered in a situation in which Mary drank a spoonful of vodka or maybe a cocktail that contains 2ml of vodka, etc)

By using expressions of minimal degrees/measures in negative environments, the sentences become a lot more informative. This, it seems, is part of the reason why languages like English have changed such that these words are now only usable in negative sentences.

What’s the good of ‘would of’?

What’s the good of ‘would of’?

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As schoolteachers the English-speaking world over know well, the use of of instead of have after modal verbs like would, should and must is a very common feature in the writing of children (and many adults). Some take this an omen of the demise of the English language,  and would perhaps agree with Fowler’s colourful assertion in A Dictionary of Modern English Usage (1926) that “of shares with another word of the same length, as, the evil glory of being accessory to more crimes against grammar than any other” (though admittedly this use of of has been hanging around for a while without doing any apparent harm: this study finds one example as early as 1773, and another almost half a century later in a letter of the poet Keats).

According to the usual explanation, this is nothing more than a spelling mistake. Following ‘would’, ‘could’ etc., the verb have is usually pronounced in a reduced form as [əv], usually spelt would’ve, must’ve, and so on. It can even be reduced further to [ə], as in shoulda, woulda, coulda. This kind of phonetic reduction is a normal part of grammaticalisation, the process by which grammatical markers evolve out of full words. Given the famous unreliability of English spelling, and the fact that these reduced forms of have sound identical to reduced forms of the preposition of (as in a cuppa tea), writers can be forgiven for mistakenly inferring the following rule:

‘what you hear/say as [əv] or [ə], write as of’.

But if it’s just a spelling mistake, this use of ‘of’ is surprisingly common in respectable literature. The examples below (from this blog post documenting the phenomenon) are typical:

‘If I hadn’t of got my tubes tied, it could of been me, say I was ten years younger.’ (Margaret Atwood, The Handmaid’s Tale)

‘Couldn’t you of – oh, he was ignorant in his speech – couldn’t you of prevented it?’ (Hilary Mantel, Beyond Black)

Clearly neither these authors nor their editors make careless errors. They consciously use ‘of’ instead of ‘have’ in these examples for stylistic effect. This is typically found in dialogue to imply something about the speaker, be it positive (i.e. they’re authentic and unpretentious) or negative (they are illiterate or unsophisticated).

 

These examples look like ‘eye dialect’: the use of nonstandard spellings that correspond to a standard pronunciation, and so seem ‘dialecty’ to the eye but not the ear. This is often seen in news headlines, like the Sun newspaper’s famous proclamation “it’s the Sun wot won it!” announcing the surprise victory of the conservatives in the 1992 general election. But what about sentences like the following from the British National Corpus?

“If we’d of accepted it would of meant we would have to of sold every stick of furniture because the rooms were not large enough”

The BNC is intended as a neutral record of the English language in the late 20th century, containing 100 million words of carefully transcribed and spellchecked text. As such, we expect it to have minimal errors, and there is certainly no reason it should contain eye dialect. As Geoffrey Sampson explains in this article:

“I had taken the of spelling to represent a simple orthographic confusion… I took this to imply that cases like could of should be corrected to could’ve; but two researchers with whom I discussed the issue on separate occasions felt that this was inappropriate – one, with a language-teaching background, protested vigorously that could of should be retained because, for the speakers, the word ‘really is’ of rather than have.”

In other words, some speakers have not just reinterpreted the rules of English spelling, but the rules of English grammar itself. As a result, they understand expressions like should’ve been and must’ve gone as instances of a construction containing the preposition of instead of the verb have:

Modal verb (e.g. must, would…) + of + past participle (e.g. had, been, driven…)

One way of testing this theory is to look at pronunciation. Of can receive a full pronunciation [ɒv] (with the same vowel as in hot) when it occurs at the end of a sentence, for example ‘what are you dreaming of?’. So if the word ‘really is’ of for some speakers, we ought to hear [ɒv] in utterances where of/have appears at the end, such as the sentence below. To my mind’s ear, this pronunciation sounds okay, and I think I even use it sometimes (although intuition isn’t always a reliable guide to your own speech).

I didn’t think I left the door open, but I must of.

The examples below from the Audio BNC, both from the same speaker, are transcribed as of but clearly pronounced as [ə] or [əv]. In the second example, of appears to be at the end of the utterance, where we might expect to hear [ɒv], although the amount of background noise makes it hard to tell for sure.

 “Should of done it last night when it was empty then” (audio) (pronounced [ə], i.e. shoulda)

(phone rings) “Should of.” (audio) (pronounced [əv], i.e. should’ve)

When carefully interpreted, writing can also be a source of clues on how speakers make sense of their language. If writing have as of is just a linguistically meaningless spelling mistake, why do we never see spellings like pint’ve beer or a man’ve his word? (Though we do, occasionally, see sort’ve or kind’ve). This otherwise puzzling asymmetry is explained if the spelling of in should of etc. is supported by a genuine linguistic change, at least for some speakers. Furthermore, have only gets spelt of when it follows a modal verb, but never in sentences like the dogs have been fed, although the pronunciation [əv] is just as acceptable here as in the dogs must have been fed (and in both cases have can be written ‘ve).

If this nonstandard spelling reflects a real linguistic variant (as this paper argues), this is quite a departure from the usual role of a preposition like of, which is typically followed by a noun rather than a verb. The preposition to is a partial exception, because while it is followed by a noun in sentences like we went to the party, it can also be followed by a verb in sentences like we like to party. But with to, the verb must appear in its basic infinitive form (party) rather than the past participle (we must’ve partied too hard), making it a bit different from modal of, if such a thing exists.

She must’ve partied too hard

Whether or not we’re convinced by the modal-of theory, it’s remarkable how often we make idiosyncratic analyses of the language we hear spoken around us. Sometimes these are corrected by exposure to the written language: I remember as a young child having my spelling corrected from storbry to strawberry, which led to a small epiphany for me, as that was the first time I realised the word had anything to do with either straw or berry. But many more examples slip under the radar. When these new analyses lead to permanent changes in spelling or pronunciation we sometimes call them folk etymology, as when the Spanish word cucaracha was misheard by English speakers as containing the words cock and roach, and became cockroach (you can read more about folk etymology in earlier posts by Briana and Matthew).

Meanwhile, if any readers can find clear evidence of modal of with the full pronunciation as  [ɒv], please comment below! I’m quite sure I’ve heard it, but solid evidence has proven surprisingly elusive…

What happened to whom (and why)?

What happened to whom (and why)?

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Wh- words like which, whom and why get a lot of knickers in a twist, as attested by this oatmeal comic on when to use who vs whom, or the age-old debate about the correct use of which vs that (on which see this blog post by Geoffrey Pullum). But in Old English the wh- words formed a complete and regular system which would have been easy to get the hang of. They were used strictly as interrogative pronouns – words that we use for asking questions like who ate all the pies? – rather than relative pronouns, which give extra information about an item in the sentence (Jane, who ate all the pies, is a prolific blogger) or narrow down the reference of a noun (women who eat pies are prolific bloggers). They developed their modern relative use in Middle English, via reinterpretation of indirect questions – in other words, sentences like she asked who ate all the pies, containing the question who ate all the pies?, served as the template for new sentences like she knew who ate all the pies, where who functions as a relative.

Who ate all the pies? They did.

Originally, the new relative pronoun whom (in its Middle English form hwām) functioned as the dative case form of who, used when the person in question is the indirect object of a verb or after prepositions like for. For direct objects, the accusative form hwone was used instead. So to early Middle English ears, the man for whom I baked a pie would be fine, while the man whom I baked in a pie would be objectionable (on grammatical as well as ethical grounds). Because nouns also had distinct nominative, dative and accusative forms, the wh- words would have posed no special difficulty for speakers. But as English lost distinct case forms for nouns, the pronoun system was also simplified, and the originally dative forms started to replace accusative forms, just as who is now replacing whom. This created a two-way opposition between subject and non-subject which is best preserved in our system of personal pronouns: we say he/she/they baked a pie, but I baked him/her/them (in) a pie.

Thus hwone disappeared the way of hine, the old accusative form of he. Without the support of a fully-functioning case system in the nouns, other case forms of pronouns were reinterpreted. Genitive pronouns like my and his were transformed into possessive adjectives (his pie is equivalent to the pie of him, but you can no longer say things like I thought his to mean ‘I thought of him’). The wh- words also used to have an instrumental case form, hwȳ, meaning ‘by/through what?’, which became an autonomous word why.

Although him and them are still going strong, whom has been experiencing a steady decline. Defenders of ‘whom’ will tell you that the rule for deciding whether to use who or whom is exactly the same as that for he and him, but outside the most formal English, whom is now mainly confined to fixed phrases like ‘to whom it may concern’. For many speakers, though, it has swapped its syntactic function for a sociolinguistic one by becoming merely a ‘posh’ variant of who: in the words of James Harding, creator of the ‘Whom’ Appreciation Society, “those who abandon ‘whom’ too soon will regret it when they next find themselves in need of sounding like a butler.”

Language change across the lifespan

Language change across the lifespan

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When I was asked if I could write a blog post, my first thought was “Well, I could do.” And I immediately did an internal double-take, as I had uttered something which, for me, should not be a possible English sentence. My North American English ear ought to reject this sort of orphaned “do” (“I could do”, “I will do”, “I should have done”, where North Americans would just leave it out), which struck me as some sort of diseased outgrowth when I first heard it in Britain some years ago. (For more information, see here.) After many years in the UK I believe I have retained my native pronunciation and native vocabulary — though sometimes just to be polite I stand “in a queue” rather than “on line” (as one does where I come from) — so why should my syntax change, of all things? It’s like I’ve kept up surface appearances (sound and words) but undergone some internal metamorphosis in my syntactic structures. Scary.

I’m certainly not alone in being a dialect contact situation, and watching my own language change in response to that. Is the way that it happened to me part of some general pattern? Or are other people affected differently, say, changing their pronunciation while jealously maintaining their syntax?