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Who are the Germans?

Who are the Germans?

You may be familiar with the fact that the Germans refer to themselves as Deutsch and their country as Deutschland, and we find this term also in most other Germanic languages, such as Dutch Duits or Swedish Tysk, as well as Italian Tedesco. However, there are many other names in other parts of Europe. The French and Spaniards call them Allemand/Alemán, as do the Welsh with Almaenaidd; the various Slavic languages share a different term again, seen in e.g. Polish Niemiec or Russian Nemets. In the Baltic the Lithuanians and Latvians have their own terms not seen anywhere else (Vokietis and Vācijis respectively), while in Finland and Estonia they call them Saksi. We could also add some assorted forms from smaller languages, such as Miksas from Old Prussian, an extinct sister language to Lithuanian and Latvian.

An aerial shot of the meeting of the Rhine and Mosel rivers at Koblenz
The Deutsches Eck, or ‘German corner’, in Koblenz

Now, it is not unusual for inhabitants of a country to refer to themselves and their country with a different form from that used by outsiders (when was the last time you called China Zhongguo or India Bharat?). What is particularly notable about the German case, however, is the diversity even among its immediate neighbours. Contrast e.g. France, where everyone uses some form of derivative of Latin Francia (after the Germanic tribe the Franks), though the Greeks still call it Gallia after the Roman province of Gaul. Similarly, most call Spain some form derived from Hispania and Italy one from Italia. So, this diversity in names for the Germans requires some explanation.

Whence this plethora of terms? A consideration of history leads us to our answer. Recall that the modern country of Germany is a relatively recent creation, only being officially united in the mid 19th century by Otto von Bismarck. While there was a political entity that occupied the area in the form of the Holy Roman Empire it was only a relatively loose collection of small states, and prior to that the area was inhabited by a number of distinct Germanic-speaking peoples.

As a result, some of these names derive from the individual groups or tribes which lived in part of the area: so in the Western Romance and Brittonic Celtic languages the name of the Alemanni tribe was applied to the Germans as a whole. The same process occurred in the northeast with the Baltic Finns and the Saxons: not only were the Saxons the nearest group, but also, due to a combination of the Hanseatic League controlling trade through the Baltic and the anti-pagan crusading of the Teutonic Knights (another Deutsch-relative, see below), many Saxons came to settle in the Eastern Baltic, with some of their descendants still living in Estonia and Latvia today. Some small varieties show different groups again: some of the smaller Germanic varieties use a form derived from Prussian, after the state which ended up uniting the German peoples.

English takes a slightly different approach, deriving the term Germans from the Latin name of the region; Germania. This term included two Roman provinces covering much of modern-day Belgium, Switzerland, parts of eastern France and the Rhineland in modern Germany, as well as applying to the larger swathe of barbarian territories further east. Interestingly, several languages use this term to refer to Germany the country despite using a different term to refer to the Germans: Italian and Russian are the most notable examples.

We find a different source again with the Slavic Nemets terms. There is again some dispute in origin, but the general consensus is that it derives from a Slavic root *němъ meaning ‘mute’, itself of contested origin. The meaning likely was not ‘mute’ necessarily, but rather simply denoted that these groups were not Slavic-speaking. This puts in a similar group to the word ‘barbarian’ in fact, which derives from a Greek word meaning ‘those who go bar-bar/talk incomprehensibly’. Similar origins to do with ‘talking’ are likely behind the Baltic Vok-/Vāc-/Miks- forms as well.

Finally, what of German ‘Deutsch’? Well, as is the case with many endonyms it is a relatively simple and self-referential etymology. It ultimately derives from an Indo-European root *tewteh2 meaning simply ‘people’, which shows up also in e.g. Irish túath with the same meaning. This form may also be the source of Romance forms such as Spanish todo or French tout meaning ‘everyone/everything’. This root even survives in Slavic, in Russian giving the form čužoj, meaning ‘foreign, alien’. This ended up as Germanic *þeudō, which through an adjective formation *þiudiskaz meaning something like ‘of the people’ ultimately leads to the modern German form. This form also gives Latin Teutones, a likely Celtic or Germanic tribe which lived in the North German region and was encountered by the Romans early in their expansion northwards.

So, as with many other terms, such as the aubergine words which have been discussed here before, the differences between languages are reflective of a complex history. In this case the wide array of disparate terms of different etymologies reflects the complex history of the entity involved, specifically the absence of a country that even called itself ‘Germany’ until the modern era, as well as the extent to which different groups of ethnic Germans have moved about in Europe.

The Story of Aubergine

The Story of Aubergine

As the University of Surrey’s foremost (and indeed only) blog about languages and how they change, MORPH is enjoyed by literally dozens of avid readers from all over the world. But so far these multitudes have not received an answer to the one big linguistic question besetting modern society. Namely, what on earth is going on with the name of the plant that British English calls the aubergine, but that in other times and places has been called eggplant, melongene, brown-jolly, mad-apple, and so much more? Where do all these weird names come from?

I think the time has finally come to put everyone’s mind at rest. Aubergines may not seem particularly eggy, melonish, jolly or mad, but lots of the apparently diverse and whimsical terms for them used in English and other languages are actually connected – and in trying to understand how, we can get some insight about how vocabulary spreads and develops over time. It turns out that one powerful impulse behind language change is the fact that speakers like to ‘make sense’ of things that do not inherently make sense. What do I mean by that? Stay tuned to find out.

Long purple aubergine

To get one not-so-linguistic point out of the way first, there is no real mystery about eggplant (the word generally used in the US and some other English-speaking countries, dating back to the 18th century), which is not linked to anything else I am talking about here. It is hard to imagine mistaking the large, purple fruit in the photo above for any kind of egg, but that is not the only kind of aubergine in existence. There are cultivars with a much more oval shape, and even ones with white rather than purple skin: pictures like this, showing an imposter alongside some real eggs, make it obvious how the word eggplant was able to catch on.

Small white eggshaped aubergine in an eggbox between two real eggs

Meanwhile, aubergine, which is borrowed from French as you might expect, has a much more complex history, and can be traced back over many centuries, hopping from language to language with minor adjustments along the way. The plant is not native to the US, Britain or France, but to southern or eastern Asia, and investigating the history of the word will eventually take us back in the right geographical direction. Aubergine got into French from the Catalan albergínia, whose first syllable gives us a clue as to where we should look next: as in many al- words in the Iberian peninsula (e.g. Spanish algodón ‘cotton’), it reflects the Arabic definite article. So, along with medieval Spanish alberengena, the Catalan item is from Arabic al-bādhinjān ‘the aubergine’, where only the bādhinjān bit will be relevant from here on. This connection makes sense, because the Arab conquest had such an impact on the history of Iberia. And more generally, we have the Arabs to thank for the spread of aubergine cultivation into the West, and also – indirectly – for this charming illustration in a 14th-century Latin translation of an Arabic health manual:

Illustration featuring three people in front of a stand of aubergine plants
Page from the 14th c. Tacuinum Sanitatis (Vienna), SN2644

But bādhinjān is not Arabic in origin either: it was borrowed into Arabic from its neighbour, Persian. In turn, Persian bādenjān is a borrowing from Sanskrit vātiṅgaṇa… and Sanskrit itself got this from some other language of India, probably belonging to the unrelated Dravidian family. The word for aubergine in Tamil, vaṟutuṇai, is an example of how the word developed inside Dravidian itself.

That is as far back as we are able to trace the word. But the journey has already been quite convoluted. To recap, a Dravidian item was borrowed into Sanskrit, from there into Persian, from there into Arabic, from there into Catalan, from there into French, and from there into English – and in the course of that process, it managed to go from something along the lines of vaṟutuṇai to the very different aubergine, although the individual changes were not drastic at any stage. The whole thing illustrates how developments in language can go with cultural change, in that words sometimes spread together with the things they refer to. In the same way, tea reached Europe via two routes originating in different Chinese dialect zones, and that is what gave rise to the split between ‘tea’-type and ‘chai’-type words in European languages:

[Map created by Wikimedia user Poulpy, licensed CC BY-SA 3.0, cropped for use here]
This still leaves a lot of aubergine words unaccounted for. But now that we have played the tape backwards all the way from aubergine back to something-like-vaṟutuṇai, we can run it forwards again, and see what different historical paths we could follow instead. For example, Arabic had an influence all over the Mediterranean, and so it is no surprise to see that about a thousand years ago, versions of bādhinjān start appearing in Greece as well as Iberia. Greek words could not begin with b- at the time, so what we see instead are things like matizanion and melintzana, and melitzana is the Greek for aubergine to this day. There is no good pronunciation-based reason for the Greek word to have ended up beginning with mel-, but what must have happened is that faced with this foreign string of sounds, speakers thought it would be sensible for it to sound more like melanos ‘dark, black’, to match its appearance. That is, they injected a bit of meaning into what was originally just an arbitrary label.

Meanwhile the word turns up in medieval Latin as melongena (giving the antiquated English melongene) and in Italian as melanzana, and a similar thing happened: here mel- has nothing to do with the dark colour of the fruit, but it did remind speakers of the word for ‘apple’, mela. We know this because melanzana was subsequently reinterpreted as the expression mela insana, ‘insane apple’. To produce this interpretation, it must have helped that the aubergine (like the equally suspicious tomato) belongs to the ‘deadly’ nightshade family, whose traditional European representatives are famously toxic. So, again, something that was originally just a word, with no deeper meaning inside, was reimagined so that it ‘made sense’. As a direct translation, English started calling the aubergine a mad-apple in the 1500s.

Parody of the "Keep Calm and Carry On" posters, reading "You don't have to be mad to work here but it helps"
Poster from a 16th c. aubergine factory

There are many more developments we could trace. For example, I have not talked at all about the branch of this aubergine ‘tree’ that entered the Ottoman Empire and from there spread widely across Europe and Asia. But instead I will return now to the Arab conquest of Iberia. This brought bādhinjān into Portuguese in the form beringela, and then when the Portuguese started making conquests of their own, versions of beringela appeared around the world. Notably, briñjal was borrowed into Gujarati and brinjal into Indian English, meaning that something-like-vaṟutuṇai ultimately came full circle, returning in this heavy disguise to its ancestral home of India. And to end on a particularly happy note, when the same form brinjal reached the Caribbean, English speakers there saw their own opportunity to ‘make sense’ of it – this time by adapting it into brown-jolly.

Brown-jolly is pretty close to the mark in terms of colour, and it is much better marketing than mela insana. But from the linguist’s point of view, they both reinforce a point which has often been made: speakers are always alive to the possibility that the expressions they use are not just arbitrary, but can be analysed, even if that means coming up with new meanings which were not originally there. To illustrate the power of ‘folk etymology’ of this kind, linguists traditionally turn to the word asparagus, reinterpreted in some varieties of English as sparrow-grass. But perhaps it is time for us to give the brown-jolly its moment in the sun.